The Policies and Guides Attestation is a mandatory declaration confirming that brokers have reviewed and understood critical compliance documentation provided by Oxcel Pty Ltd. Completing this attestation ensures compliance and adherence to regulatory requirements.
1. Required Information
Brokers must clearly provide:
Full Name
Position Title
Broker Name
Company Name
Authorized Signature
Date of Declaration
2. Compliance Manuals Covered
The attestation confirms that brokers have read and understood the following Oxcel mandatory compliance manuals, available on the secure Oxcel Financial member website:
✅ Compulsory Compliance Documents Guide
✅ Consumer Lending Compliance Handbook
✅ Broker Policies and Procedures Manual
Brokers must thoroughly review each manual to ensure comprehensive understanding and compliance.
3. Declaration Validity
The attestation becomes valid upon the broker's signature and the specified date.
Brokers should maintain a current and signed attestation to remain compliant with Oxcel Pty Ltd and regulatory standards.
4. Record Keeping
Maintain a copy of this attestation as part of your compliance records.
Keep it updated and readily available for internal audits or regulatory reviews.
Need Assistance?
For any queries or additional compliance support:
📧 Email: [email protected]
📞 Phone: 1800 010 001
🌐 Oxcel Member Compliance Portal
Regularly completing and updating this attestation is essential to uphold Oxcel's compliance standards and regulatory obligations.